Some of your Questions:

Q. How can I open an equity A/C with AZEE SECURITIES?

A client can open an account with AZEE SECURITIES by duly signing an account opening form, furnishing the necessary documents and signing the client broker agreement as explained on the site.

Q. Do I need separate equity account for margin trading and delivery of securities?

No, every client will have one account wherein all his transactions of buy and sell of securities, whether for delivery or not, will be recorded. All his profits, losses, purchase cost and sale proceeds, margin debits and/or credits, receipts /payments etc. will also be recorded in the same account for transactions.

Q. What is the minimum amount required for opening an account?

Your minimum initial deposit is based on the account type you have selected and may be modified by the Head of Equity Sales. Generally, Rs 100,000/= is required to open an individual Equity Account.

Q. Do I have to maintain a minimum balance in my account at all times?

No, once the account is opened, you may withdraw your all credit balance. However to re-activate the account, you are required to deposit the minimum balance amount.

Q. Are there any fees to maintain AZEE SECURITIES account?

No, there are no charges to maintain AZEE SECURITIES account.

Q. What is the fastest way to open an account?

You can download account opening from our website & fax to us.

Q. How can I deposit money at AZEE SECURITIES to activate my account?

You can deposit cross check, pay order, demand draft in favor of AZEE SECURITIES Pvt Ltd. at any branch of AZEE SECURITIES. The credit for the funds will be given only on realization of the check/pay order/draft.

Q. Can I deposit cash at AZEE SECURITIES ?

No. AZEE SECURITIES receives only cross cheques, pay order, demand draft in favor of AZEE SECURITIES Pvt Ltd.

Q. I have other questions regarding commission structure, custodial services, etc. What should I do?

Simply call AZEE SECURITIES Equity Trading department or AZEE SECURITIES help-line at +9221-111-293-293, during office hours. 9.00 a.m. to 6.00 pm. We can help you with these or any other issues you may have.

Q. How do I purchase a stock?

In order to purchase a stock, you can place orders either through verbal instructions in person or over the phone. The instructions can also be transmitted via fax or e-mail to the broker. The information required in order to place a purchase order is the name of the stock to be bought, the purchase price limit and quantity desired.

Q. How do I sell a stock?

Prior to selling a stock, an investor must ensure that the stock is available & ready for sale (RFS). RFS means the stock must be in the investor's CDC account or in case of physical settlement, the shares must be in a saleable state. The transfer deeds accompanying the shares must be duly verified. In dealing with the broker, the same process is to be followed as for purchasing a stock.

Q. What proof do I have that I have traded in a stock through a broker?

Once the trade is executed, your account officer will send a trade confirmation either thru fax or courier to you. This trade confirmation will serve as your proof of investment or sale. Such a trade confirmation slip includes the details of the date of trade, settlement date, name of the stock traded, price at which the trade was executed and the rupee amount, & the commission rate charged by AZEE SECURITIES.

Q. How can I do margin trading?

Every client, subject to his trading limits, can buy or sell permit shares on any of the designated exchanges. Every client will have nil purchase or sale position before the cut off time barring the cases where there may be circuit breakers and there may be no buyer or seller, as the case may be, in the market to be able to square off the position.

Q. What is T+2 settlement system?

Since September 03, 2001, the stock exchange has adopted the T+3 settlement system & in 2008 T + 2 system was introduced. Any purchase or sale is settled on the trade date plus two working days. For example, a purchase on Wednesday will settle on Monday the next week. In the case of such a purchase, the buyer should expect to receive the shares in his CDC account and pay the broker by cheque. In the case of a sale, he should expect to be able to deliver the shares to the broker on or before the third day and receive a cheque from the broker.

Q. How can I do margin trading?

Every client, subject to his trading limits, can buy or sell permit shares on any of the designated exchanges. Every client will have nil purchase or sale position before the cut off time barring the cases where there may be circuit breakers and there may be no buyer or seller, as the case may be, in the market to be able to square off the position.

Q. What is my trading margin limits?

Your trading margin limit is assigned by your Account officer, which may change from time to time, keeping in view the volatility in the market.

Q. Is there any Margin Call?

Due to adverse market movement the margin placed by the client may not support open positions. Generally, AZEE SECURITIES would give intimation of "cut off" if 75% of the margins get eroded. The client would need to fulfill the margin calls or square off the position.

Q. What should I do if my trading margin falls below the assigned limit?

The client would need to reduce trading position or deposit additional margin to fulfill the shortfall of trading margin. Every time trading limit is varied, or the margins are inadequate, the client will be asked to do either of the following before the cutoff time:

Reduce the position within the trading limit and/or remit adequate funds to the designated bank account of AZEE SECURITIES .

In the event of the client failing to take requested Designated Action and his trading position continuing to exceed his limits and/or margins being less than required, AZEE SECURITIES WILL UNDERTAKE SQUARE-OFF OPERATION AFTER CUTOFF TIME without further intimation to the client.

On completion of the SQUARE-OFF process, the gains/losses arising out of the transactions will be credited/debited to his account. His trading limits will be adjusted according to the square-off transactions and new account balances.

Q. How AZEE SECURITIES will pay my credit amount?

AZEE SECURITIES will remit the funds to clients in the following method:

All delivery sale proceeds will be automatically credited to the account of client maintained with AZEE SECURITIES . And the same will be available for his margining requirements and trading limits.

The client can request AZEE SECURITIES to remit funds out of the clear credit balance to their account. AZEE SECURITIES would remit requested amount to his bank account, subject to his margin and limits being in order and subject to deduction of any sums due from him to AZEE SECURITIES . All such request for payments will be met by keeping the exchange payout date in to account.

AZEE SECURITIES will remit funds to client by issuing cross check in favor of clients or using Electronic Fund Transfer facility, or demand draft/pay order, which ever is the most efficient and cost effective at the sole discretion of AZEE SECURITIES.