Disclaimer & Risk Disclosure

Azee Securities (Pvt.) Limited

Corporate Member of:

• Pakistan Stock Exchange Limited (PSX)
• Pakistan Mercantile Exchange Limited (PMEX)

Registered and Regulated by the Securities and Exchange Commission of Pakistan (SECP).

Registered & Corporate Offices

Registered Office:
Azee Securities (Pvt.) Limited
Room No. 33, Ground Floor, Stock Exchange Building,
Stock Exchange Road, Karachi – Pakistan.

Corporate Office:
Azee Securities (Pvt.) Limited
Office #705, 7th Floor, Business & Finance Centre,
I I Chundrigar Road, Karachi – Pakistan.

Telephone: +92-309-2474783
Email: info@azeetrade.com
Website: www.azeetrade.com

Regulatory Details

• SECP Licensed Securities Broker under the Securities Brokers (Licensing and Operations) Regulations, 2016.
• TREC Holder: Pakistan Stock Exchange Limited.
• Member: Pakistan Mercantile Exchange Limited.
• Market Participant: Central Depository Company of Pakistan Limited (CDC).
• Clearing Member: National Clearing Company of Pakistan Limited (NCCPL).

Compliance Officer Details

Mr. Ghazi Naseem
Telephone: +92-309-2474783
Email: ghazi@azeetrade.com

Disclaimer

• Investments in the stock market are subject to market risks. Past performance is not indicative of future performance. Please read all relevant risk disclosure documents carefully before investing.
• Brokerage commission, fees, and charges will not exceed the limits prescribed by the Pakistan Stock Exchange (PSX) and the Securities and Exchange Commission of Pakistan (SECP).
• Azee Securities may act as a distributor for non-broking products/services such as Mutual Funds, IPOs, Bonds, and other third-party financial products. These are not exchange-traded instruments, and Azee Securities only acts in the capacity of a distributor. Any disputes relating to such distribution activity may not have access to the PSX/NCCPL investor redressal forum or arbitration mechanism.
• Azee Securities (Pvt.) Limited does not provide any Portfolio Management Services nor is it licensed as an Investment Adviser.

Risk Disclosure

In compliance with Clause 13(1) of the Securities Brokers (Licensing and Operations) Regulations, 2016, clients are cautioned as follows:

1. Market Risk: The prices of securities/commodities are subject to market fluctuations and may rise or fall. Investors may sustain losses, including a possible loss of the entire principal amount invested.
2. Volatility Risk: Securities and commodity markets can be highly volatile. The value of investments may fluctuate substantially within short periods of time, leading to gains or losses.
3. Liquidity Risk: Certain securities may not be actively traded, resulting in difficulty in buying or selling such investments without materially affecting their price.
4. System & Operational Risks: Trading systems, communication failures, technical problems, or errors at brokers, exchanges, or depositories may delay, suspend, or impact execution of client orders.
5. Regulatory Risk: Changes in laws, rules, and regulations of SECP, PSX, PMEX, CDC, and NCCPL may affect investment decisions or returns.
6. No Guarantee of Return: There is no guarantee of profits or fixed returns in securities or commodities trading. Past performance of the market or any security is not a reliable indicator of future performance.
7. Client Responsibility: The client shall be solely responsible for their investment decisions and for understanding the risks involved. The broker shall not be liable for any losses incurred as a result of trading activities carried out on the client’s behalf.
8. Acknowledgement: By opening and operating a trading account with Azee Securities, the client acknowledges that they have read, understood, and accepted the risks associated with investing in the stock and commodity markets.